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How To Raise Capital Via A Private Placement Memorandum
As a corporate strategies consultant with a firm that focuses exclusively on authoring business plans, private placement memorandum (Regulation D rules 504, 505 and 506), facilitating initial and/or...
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Tips to Safely Raising Capital Without Going to Jail
Regarding the sale of private placements, it is very important for clients to recognize that the investment landscape has changed over the past few years. I’m, specifically, referring to the heightened...
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Taking Your Company Public
You Don’t Have to Beg Institutions and Broker Dealers to Sell Your Private Placement Offerings. If you believe the public would buy shares in your company, you can take control of your destiny and...
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How to Raise Capital from VC’s, Angel Groups, and Institutional Investors
An institutional quality investor package includes (1) a PPM drafted by an experienced securities law firm, like ours; (2) an institutional quality business plan; and (3) an institutional quality 6-8...
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How To Determine When Promissory Notes Are Securities
This article explains in detail how to determine when promissory notes are securities and when they are not. Why do you care, you may ask? Well, the answer is simple: When a promissory note is not a...
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How to Sell Restricted Securities
Any stock purchased in a private offering is transformed into restricted stock and therefore, becomes a restricted security. Restricted securities must be sold in compliance with Rule 144, The Section...
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SEC Regulations and the Requirements Imposed Upon Brokers/Finders
Any individual selling stock for another must comply with the broker laws imposed by the SEC. This is true whether the individual is a family member, friend, director or employee. If the individual...
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Soliciting Investors for Private Placement Securities Offerings
Here is a brief discussion of how to locate and solicit investors for a private placement. This article covers offerings for angels or VCs under Regulation D, Rule 504 or 506. PROHIBITIONS AGAINST...
View ArticleUsing Private Placements Over IPOs or Venture Capital
Tough economic forecasts or down markets create an unsure market for companies looking to raise capital through an IPO (Initial Public Offering) or secondary public offering. In fact, many companies...
View ArticleAssembling Capital Via Private Placements
Markets in a downturn often halt new secondary offerings and IPOs, causing companies to wait and hope for a quick return to the upside. While new secondary offerings and IPOs are one way of raising...
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